Phase 4: Graph Building

Graph Summary

2912 Total Nodes

4351 Total Edges

Node Types

555 Undefined

720 Condition

82 Permitted

720 Conclusion

887 Parameter

26 Forbidden

562 Obligatory

16 Is

34 Excused

30 Override

Edge Types

720 CONCLUDES

1236 REQUIRES_DIRECT

720 IS_TRUE

1435 REQUIRES

30 OVERRIDDEN_BY

118 PARAM_DIRECT

62 VALUE_OF

30 OVERRIDDEN_TO

Entry Points (Undefined Nodes)

a61_3.mustHaveInternalReportingProcedures
art1.acquisitionPossessionAction
art1.concealmentDisguiseAction
art1.conversionTransferAction
art1.isMoneyLaundering
art1.isTerroristFinancing
art1.mayInferMentalState
art1.moneyLaunderingProhibited
art1.terroristFinancingProhibited
art10.isSubjectToCDDMeasures
art10.keepsAnonymousAccount
art10.keepsAnonymousPassbook
art10.mustTakeMeasuresPreventMisuse
art11.applyCDD
art13.applyCDDMeasures
art13.mustAssessPurposeNature
art13.mustObtainInfoPurposeNature
art13_1.mustIdentifyRepresentative
art13_1.mustVerifyAuthorisation
art13_1.mustVerifyIdentityRepresentative
art13_1_b.mustIdentifyBeneficialOwner
art13_1_b.mustUnderstandOwnershipControlStructure
art13_1_b.mustVerifyBeneficialOwnerIdentity
art13_1_d.mustConductOngoingMonitoring
art13_1_d.mustKeepInformationUpToDate
art13_1_d.mustScrutinizeSourceOfFundsConsistency
art13_1_d.mustScrutinizeTransactionConsistency
art13_1a.customerIdentified
art13_1a.customerIdentityVerified
art13_2.applyCddRequirementsPara1
art13_2.determineExtentRiskSensitive
art13_3.mustTakeIntoAccountAnnexIVariables
art13_4.ensuresDemonstrationAbility
art13_5.mustConductCDDonBeneficiaries
art13_5_b.obtainedSufficientInfoForIdentity
art13_5a.takeNameOfPerson
art14.applyCDDMeasures
art14.beneficialOwnerIdentityVerified
art14.completedAsSoonAsPracticable
art14.customerIdentityVerified
art14.firstSubparagraphApplies
art14.verificationDuringEstablishment
art14_3.accountOpeningPermitted
art14_4.carryingOutTransaction
art14_4.carryingOutTransactionViaBankAccount
art14_4.establishingBusinessRelationship
art14_4.mustConsiderSTR
art14_4.mustTerminateBusinessRelationship
art14_5.cddMeasuresApplied
art15_1.memberStateAllowsSimplifiedCDD
art15_2.mustAscertainLowerRisk
art15_3.carriesOutSufficientMonitoring
art16.mustConsiderAnnexIILowerRiskFactors
art17.addressedToCompetentAuthorities
art17.addressedToCreditInstitutions
art17.addressedToFinancialInstitutions
art17.considerNatureAndSizeOfBusiness
art17.coverMeasuresSimplifiedCDD
art17.coverRiskFactorsSimplifiedCDD
art17.includeSpecificMeasures
art17.mustIssueGuidelines
art18.considerAnnexIII
art18.enhancedCDD
art18.examineBackgroundPurpose
art18.increaseMonitoring
art18.issuedGuidelines
art18.useRiskBasedApproach
art19.assessAmlCftControls
art19.documentResponsibilities
art19.gatherSufficientInfo
art19.isSubjectEntity
art19.obtainSeniorManagementApproval
art19.satisfiedRespondentCanProvideData
art19.satisfiedRespondentVerifiedCustomers
art2.isObligedEntity
art20.mustConductEnhancedOngoingMonitoring
art20.mustEstablishSourceOfFunds
art20.mustEstablishSourceOfWealth
art20.mustHaveAppropriateRiskManagementSystems
art20.mustHaveRiskBasedProceduresForPEP
art20.mustObtainSeniorManagementApprovalForPEP
art21.mustCompleteMeasuresByPayoutOrAssignment
art21.mustConductEnhancedScrutiny
art21.mustDetermineBeneficialOwnerPepStatus
art21.mustDetermineBeneficiaryPepStatus
art21.mustInformSeniorManagement
art22.mustApplyRiskSensitiveMeasures
art22.mustAssessContinuingRisk
art23.applyMeasures
art24.continuingCorrespondentRelationship
art24.enteringCorrespondentRelationship
art24.isSubjectInstitution
art24.mustTakeAppropriateMeasures
art25.memberStatePermitsReliance
art25.relyOnThirdParty
art25.ultimateResponsibilityRemains
art26.complianceSupervisedCh6S2
art26.isThirdParty
art26_1_a.mustApplyCDDRequirements
art26_1_a.mustApplyRecordKeepingRequirements
art26_2.relianceIsProhibited
art27_1.mustObtainCDDInfoFromThirdParty
art27_2.mustEnsureThirdPartyProvidesDocs
art28.mayRelyOnInformation
art28b.appliesRequiredMeasures
art28c.supervisedAtGroupLevel
art29.sectionApplies
art30.mustObtainHoldBOInfo
art30.mustProvideBOInfo
art31_1.infoIncludesIdentity
art31_1.infoIsAdequate
art31_1.mustHoldBOInfo
art31_1.mustObtainBOInfo
art31_1_a.subjectToObligation
art31_1_c.mustIncludeProtector
art33.mustCooperateFully
art33.mustInformFIU
art33.mustRespondToFIURequests
art33.transactionReported
art33_1_b.provideNecessaryInfo
art33_2.mustTransmitToFIU
art34.isDesignatedSelfRegulatoryBody
art34.mustForwardToFIU
art35.mustInformFIUImmediately
art35.mustRefrainFromTransaction
art37.noBreachOfRestriction
art37.noLiability
art38.isCoveredPerson
art38.mustEnsureProtectionEmployment
art38.mustEnsureProtectionThreats
art38.reportsSuspicion
art38.reportsToChannel
art39.disclosesReportingInfo
art3_2.isDefinedInstitution
art3_4.fallsWithinScope
art4.scopeExtended
art40.mayAllowOrRequireFurtherRetention
art40.mayRetainFurther
art40.mayRetainInfo
art40.mustDeletePersonalData
art40.mustRetainCDDDocuments
art40.mustRetainFurther
art40.mustRetainTransactionRecords
art41.subjectToDirective95_46
art41.subjectToRegulation45_2001
art42.mustMaintainResponseSystems
art43.isConsideredPublicInterest
art44.dataEconImportance
art44.dataNumEntities
art44.dataNumPersons
art44.dataSizeImportance
art44.mustIncludeRequiredItems
art44.mustTransmitStatisticsToCommission
art44_1.mustMaintainComprehensiveStatistics
art44_2_b.mustMeasureAnnualCasesInvestigated
art44_2_b.mustMeasureAnnualPersonsConvicted
art44_2_b.mustMeasureAnnualPersonsProsecuted
art44_2_b.mustMeasureAnnualPredicateOffenceTypes
art44_2_b.mustMeasureAnnualPropertyValueFrozenSeizedConfiscated
art44_2_b.mustMeasureFollowUp
art44_2_b.mustMeasureSuspiciousTransactionReports
art44_2_c.detailUsefulnessAndFollowUp
art44_2_c.includeInvestigationData
art44_2_d.maintainDataRequestsFullyAnswered
art44_2_d.maintainDataRequestsMade
art44_2_d.maintainDataRequestsPartiallyAnswered
art44_2_d.maintainDataRequestsReceived
art44_2_d.maintainDataRequestsRefused
art44_3.mustPublishConsolidatedReview
art46.ensureAccessToMLTFPractices
art46.ensureAccessToSTIndications
art46.isObligedEntity
art46.mustIdentifyResponsibleBoardMember
art46.providesOngoingTraining
art46.takesProportionateAwarenessMeasures
art46_3.timelyFeedbackProvided
art47.holdsManagementFunction
art47.isBeneficialOwner
art47.isFitAndProper
art47.isProhibitedPerson
art47.isRelevantObligedEntity
art47.mustBeLicensedOrRegistered
art47.mustBeRegulated
art48.mustRequireEffectiveMonitoring
art48.mustRequireNecessaryMeasures
art48_2.canCompelProduction
art48_2.canPerformChecks
art48_2.hasAdequatePowers
art48_2.hasFinancialResources
art48_2.hasHighIntegrity
art48_2.hasHumanResources
art48_2.hasTechnicalResources
art48_2.isAppropriatelySkilled
art48_2.maintainsConfidentiality
art48_2.maintainsDataProtection
art48_2.maintainsHighStandards
art49.mustEnsureEffectiveCooperationMechanisms
art4_2.informCommission
art5.mayAdoptRetainStricterProvisions
art50.mustProvideNecessaryInfoToESAs
art51.mayConveneFIUPlatformMeetings
art51.mayLendCoordinationAssistance
art52.ensureFIUCooperation
art53.containsRequestDetails
art53.exchangeInformation
art53.mustPromptlyForwardToFIU
art53.useDifferentExchangeMechanisms
art53_2.addressToHostFIU
art53_2.respondTimely
art53_2.transferPromptly
art53_2.useDomesticPowers
art54.compliesWithRestrictions
art54.restrictionsImposed
art54.usedForFIUTasks
art55.consentMustBeGranted
art55.hasPriorConsent
art55.refusalExplained
art55.usedOnlyForSoughtPurpose
art56.allowsAnonymousDataMatching
art56.cooperatesInStateOfTheArtTech
art56.detectsSubjectsOfInterest
art56.encouragesFIUNetOrSuccessor
art56.ensuresFullDataProtection
art56.identifiesProceedsAndFunds
art56.usesProtectedChannels
art57.impedesAssistance
art57.impedesInfoExchange
art58.adminRulesLaidDown
art58.competentAuthorityCanImpose
art58.criminalProvisionsCommunicated
art58.liabilityEnsured
art58.sanctionIsDissuasive
art58.sanctionIsEffective
art58.sanctionIsProportionate
art58.sanctionsApplied
art59.breachIsOfRelevantProvision
art59.breachIsQualified
art59.canApplyPecuniarySanction1M
art59.canApplyPecuniarySanction5M
art59.canApplyPecuniarySanctionBenefit
art59.canApplyPecuniarySanctionTurnover
art59.canBanManagement
art59.canIssuePublicStatement
art59.canOrderCeaseDesist
art59.canSuspendAuthorisation
art59.isCreditOrFinancialInstitution
art59.sanctionRegimeApplies
art6.coversMinimumContent
art6.involvedExpertsAndBodies
art6.jointOpinionsMadeAvailable
art6.makeReportAvailable
art6.mustIssueJointOpinion
art6.takesIntoAccountJointOpinions
art6.workOrganisedAtUnionLevel
art60.decisionMustBePublished
art60.mustConsiderBenefit
art60.mustRetainForFiveYears
art60.mustRetainPerDataProtection
art60.mustTakeIntoAccountCircumstances
art60.publishDecision
art60_1.mustIncludeIdentity
art60_1.mustPublishDecision
art60_1_a.publicationDelayed
art60_1_b.mayPostponePublication
art60_1_b.publishAnonymously
art60_2.mustPublishAnnulment
art60_2.mustPublishAppealInfo
art60_4_a.durationConsidered
art60_4_a.gravityConsidered
art60_4_c.mustConsiderFinancialStrength
art60_4_e.mustConsiderLossesToThirdParties
art60_4b.mustConsiderDegreeOfResponsibility
art61.appropriateProtection
art61.includeMinimumElements
art61_2_a.hasFollowUpProcedures
art61_2_a.hasReceiptProcedures
art61_2_e.confidentialityGuaranteed
art61_2c.appropriateProtection
art61_2d.compliesWithDirective95_46
art61_2d.protectsPersonalData
art62.mustInformAppealDetails
art62.mustInformESA
art62.mustMaintainWebsiteWithLinks
art62.mustShowPublicationDuration
art62_2.exchangeCompliesWithDecisions
art62_2.relevantConvictionChecked
art63.compliesWithArt25_2_d
art64.delegatedActInForce
art64.extensionByCouncil
art64.extensionByEP
art64.notifiedCouncil
art64.notifiedEP
art64.periodExtended
art64.powerConferred
art64.revocationByCouncil
art64.revocationByEP
art64.validityAffected
art65.mustDrawUpAndSubmitReport
art66.mustConstrainAsThisDirective
art66.mustReadWithAnnexIV
art67.bringIntoForceMeasures
art67.communicateMeasuresToCommission
art67.communicateNationalLawProvisions
art67.layDownReferenceMethods
art67.measuresContainReference
art68.isInForce
art69.isAddressee
art6_1.mustConductAssessment
art6_1.mustDrawUpReport
art6_1.updateReport
art6_1_b.mustIdentifySectorRisks
art6_1_c.isPredicateOffence
art6_2_a.requiresRegulatoryPriority
art6_4.commissionShallMakeRecommendations
art6_4.memberStateNotifiesCommission
art6_4.memberStateProvidesJustification
art6_7.submitReportToParliamentCouncil
art7.compliesWithRiskAssessmentObligations
art7.hasDesignatedAuthority
art7.hasEstablishedMechanism
art7.hasNotifiedCommission
art7.hasNotifiedESAs
art7.hasNotifiedOtherMemberStates
art7.mustUseFindingsOfArticle6Report
art7_1.mustAddressDataProtection
art7_1.mustAssessMLTFRisks
art7_1.mustIdentifyMLTFRisks
art7_1.mustKeepRiskAssessmentUpdated
art7_1.mustMitigateMLTFRisks
art7_1.mustUnderstandMLTFRisks
art7_4_b.mustIdentifyRiskSectors
art7_4_c.useToAssistAllocation
art7_4_e.mustMakeInfoAvailable
art7_4a.identifyEnhancedAreas
art7_4a.improveRegime
art7_4a.specifyMeasures
art7_4d.mustUseToEnsureSectorRules
ch45_2.mustEnsureEstablishmentRespectsHostLaw
ch45_8.mustShareWithinGroup
ch45_8.sharingAllowed
ch6_1_1_1_45_4.mayTakeCoordinatedAction
ch6_1_1_1_45_4.mustInformCounterparties
s10.isPoliticallyExposedPerson
s10a.isPoliticallyExposedPerson
s10c.isPoliticallyExposedPerson
s11a.isCloseAssociateOfPEP
s11b.isPoliticallyExposedPerson
s12.isSeniorManagement
s13.isBusinessRelationship
s14.isGamblingGameType
s14.isGamblingServices
s14.isProvidedAtSomeLocation
s14.isProvidedBySomeTechnology
s16.timelyAccessEnsured
s16.tippingOffCompany
s17.isShellBank
s17.mustCommunicateToCentralRegister
s17.mustDiscloseStatus
s17.mustHoldBeneficialOwnershipInfo
s17.mustObtainBeneficialOwnershipInfo
s17.mustProvideBeneficialOwnershipInfo
s18.directiveApplies
s19.beProactiveCombatingML
s19.takeIntoAccountNewTech
s1_1.damagesFinancialSector
s1_1.isSignificantProblem
s1_1.mustPreventFinancialSystemUse
s1_1.threatensInternalMarket
s1_3.cashPaymentOccurred
s1_3.isObligedEntity
s1_3.transactionMeetsStructureRequirement
s1a.mustApplyEnhancedDueDiligence
s1a.mustVerifyBeneficialOwnership
s1c.simplifiedDueDiligencePermitted
s1d.isSection1dCompany
s1f.isUnusualOrComplex
s2.article6ConsiderationIndicated
s2.decisionCommunicatedToOtherStates
s2.decisionNotifiedToCommission
s2.disclose
s2.isFinancialService
s2.mayExemptFromTransposition
s2.simplifiedDueDiligenceApplies
s2.vulnerabilityAssessed
s20.implementDirective
s20.publishAMLCFTPolicies
s21.applyCDD
s21.conductSpecificRiskAssessment
s21.exemptionGranted
s21.linkCddToTransactions
s21.notifyCommission
s22.appliesRiskBasedApproach
s22.usesEvidenceBasedDecisionMaking
s23.mustIdentifyRisks
s23.mustMitigateRisks
s23.mustUnderstandRisks
s24.commissionCoordinatesRiskAssessment
s24.dataAnonymised
s24.dataProtectionAuthoritiesInvolved
s24.expertGroupMLTFInvolved
s24.fiuRepresentativesInvolved
s24.nationalExperienceUsed
s24.nationalRiskAssessmentUsed
s24.otherUnionBodiesInvolved
s24.personalDataProcessed
s25.madeAvailableToObligedEntities
s26.makeAvailableToCommission
s26.makeAvailableToEBA
s26.makeAvailableToEIOPA
s26.makeAvailableToESMA
s26.makeAvailableToOtherMemberStates
s27.mustEnsureAppropriateTreatment
s27.mustTakeAccountOfCharacteristics
s28.assessmentsAdapted
s28.internationalInfoTakenIntoAccount
s28.isHighRiskThirdCountry
s29.mustApplyEnhancedDueDiligence
s29.mustAssessRiskSensitiveBasis
s29.relianceOnThirdParty
s2b.isPermitted
s2b.mustComplyWithObligation
s2c.isQualifyingPensionScheme
s2c.mustHaveSafeguards
s2d.isPermittedActivity
s2d.isProhibitedActivity
s2e.isLowRiskProduct
s2e.isNewActivity
s3.exemptFromScope
s30.enhancedDueDiligence
s30.simplifiedDueDiligence
s31.mustEstablishBusinessProfile
s31.mustEstablishIdentity
s31.mustPerformRigorousVerification
s36.mustInformFIU
s3a.isIdentifiedCountry
s3c.hasLowRiskFactors
s3c.isLowCorruptionThirdCountry
s3c.isSanctionedCountry
s3d.isCompliantThirdCountry
s3d.isTerroristSupportingCountry
s4.alignedWithRevisedFatf
s4.atLeastAsStringent
s4.compatibleWithInternational
s4.fatfRecommendationsAccounted
s4.otherInternationalInstrumentsAccounted
s4.thirdPartyPerforms
s4_4.mayEmpowerAdditionalSanctions
s4_4.mayEmpowerHigherPecuniarySanctions
s4_4.thresholdMustBeLow
s4_4.thresholdMustBeNational
s4_4.turnoverMustNotExceedThreshold
s5.canAccessCountryResidence
s5.canAccessMonthYearBirth
s5.canAccessName
s5.canAccessNationality
s5.canAccessNatureExtentInterest
s5.feeCompliantWithCosts
s5.inAccordanceWithDataProtection
s5.isPersonWithLegitimateInterest
s5.isSingleTransactionConcept
s5.legalPersonCanBeHeldLiable
s5.memberStateAppliesMaxThreshold
s5.memberStateEnsuresBOAccessible
s5.mustBeAddressedByPreventiveMeasures
s5.subjectToFee
s5.subjectToOnlineRegistration
s5.thresholdEstablishedAtNationalLevel
s5.thresholdSufficientlyLow
s5.validThresholdAmount
s53_3.mayRefuseExchange
s53_3.preventsMisuse
s53_3.preventsUndueLimitations
s5a.hasUnrestrictedAccess
s5a.mayRepresentLegalPerson
s5b.isController
s5b.mustApplyCDDChapterII
s6.coveredByDirective
s6.liable
s6.mayAdoptAdditionalCashLimitations
s6.mayAdoptLowerThresholds
s6.mayAdoptStricterProvisions
s6.mustObtainBeneficiaryInfo
s6.turnoverLimitCompliance
s61.effectiveReportingMechanismsEstablished
s7.isRegulatedActivity
s7.memberStateMayAllowSCDD
s7.memberStateMayExemptCDD
s7.mustMonitorTransactions
s7.subjectToAMLCFT
s7b.isRegulatedActivity
s7b.isRelevantPosition
s7c.forLegalEntity
s7c.performsActivity
s7c.providesAddressService
s7e.isProhibited
s8.isEstateAgent
s8.mustBeProportionate
s8.mustConsiderRiskFactors
s8.mustTakeStepsToIdentifyAssessRisks
s8_2.authorityDecidesNoDocRequired
s8_2.mustBeDocumented
s8_2.mustBeKeptUpToDate
s8_2.mustBeMadeAvailable
s8_3.hasPoliciesControlsProcedures
s8_3.policiesAreProportionate
s8_4.includeRequiredMeasures
s8_4_a.hasComplianceManagement
s8_4_a.hasComplianceOfficer
s8_4_a.hasCustomerDueDiligence
s8_4_a.hasEmployeeScreening
s8_4_a.hasInternalControl
s8_4_a.hasModelRiskManagementPractices
s8_4_a.hasRecordKeeping
s8_4_a.hasReporting
s8_4_b.hasIndependentAuditFunction
s8_5.hasSeniorManagementApproval
s8_5.monitorsAndEnhancesMeasures
s8a.isCorrespondentBankingService
s8a.isSection8aOperationalAnalysis
s8b.mustAssessRelationships
s8b.mustConductStrategicAnalysis
s9.isListedOfficial
s9.isPoliticallyExposedPerson
s9.isProminentPublicFunction
s9_1.isIdentifiedAsHighRisk
s9_2.adoptsDelegatedActsArt64
s9_2_a_i.isCriminalized
s9_2_a_ii.mustApplyMeasures
s9_2_a_iii.recordKeepingRequirementsImposed
s9_2_a_iv.mustReportSuspiciousTransaction
s9_2_b.adequatePowersAndProceduresForAMLCFT
s9b.isMemberOfLegislativeBody
s9d.subjectToObligation
s9f.isCoveredBySection9f
s9g.isRelevantPerson
s9h.isCoveredBySection9h
sVI1111457.commissionPowerToAdopt
sVI111455.mustEnsureAdditionalMeasures
sVI111455.mustInformCompetentAuthorities
sVI111455.mustRequestCloseOperations
sVI111455.mustRequireNoEstablishBusinessRelationships
sVI111455.mustRequireNoUndertakeTransactions
sVI111455.mustRequireTerminateBusinessRelationships
sVI_1_1_1_45_1.mustEnsureEffectiveImplementationAtBranchesAndSubsidiaries
sVI_1_1_1_45_1.mustImplementGroupWidePolicies
sVI_1_1_1_45_1.mustIncludeAMLCFTSharingPolicies
sVI_1_1_1_45_1.mustIncludeDataProtectionPolicies
sVI_1_1_1_45_3.mustImplementMemberStateRequirements
sVI_1_1_1_45_9.mayRequireCentralContactPointAppointment
s_vi_1_1_1_45_6.mustDevelopDraftRTS
s_vi_1_1_1_45_6.mustSubmitRTSToCommission
s_vi_1_1_1_45_6.rtsSpecifiesAdditionalMeasures
s_vi_1_1_1_45_6.rtsSpecifiesMinAction
sec15.isGroup
sec15.mayAllowWiderAccess

Parse Result

1437 Declarations

718 Rules

30 Overrides

Open Interactive Graph Visualisation